Close
Industry norms
Recommendation no.11

Recommendation for recording of investment services over the telephone and documentation of communication through other electronic communication channels

https://www.vpff.no/en/bransjenormer/rec-11-recording-of-investment-services

Adopted by the Board of Directors of the Norwegian Securities Dealers Association on 8 September 2020 with effect from 15 September 2020. Section 2 updated 3 December 2021. Modified 2 March 2022.

More recommendations

Recommendation 1

Recommendation for certain investigations to be performed in the role of a manager/arranger for capital raising transactions in Norway

Read more
Recommendation 2

The investment firm’s acquisition of transferable securities in connection with assignments

Read more
Recommendation 4

Order book information and insider dealing

Read more
Recommendation 5

Guidelines for employees' personal account trading

Read more
Recommendation 8

Customer due diligence in connection with short selling

Read more
Recommendation 10

Handling of certain types of conflict of interest

Read more
Recommendation 11

Recommendation for recording of investment services

Read more
Recommendation 13

Assessments and Documentation in Capital Raising Processes

Read more